What We Believe


What We Believe

1. Acquiring wealth is not an end in itself. Building portfolios and estates, while important, should not be our primary goal. With professional planning and discipline it is almost automatic. We help our clients understand the role that wealth building plays (and more importantly what role it does not and cannot play) in their lives. Our primary goal is to help our clients live better lives by helping them to balance wealth acquisition with other priorities. What's yours?

2. The biggest threat to wealth is not a "bear market." Whether or not the market will rise or fall is unknowable and not worth the time to ponder. It is out of our control. We do know what the long run the trend has been, and will most likely continue to be, up. Taxes are a different matter. Taxes WILL happen and when they happen to the unprepared they are great confiscators of wealth. We believe that no wealth is secure which has not been protected, as much as the law allows, from taxes. Is yours?

3. We can do only as well in investing for our clients as the markets allow. Except by taking outsized risk, currently exhibited by the Internet mania, there is almost no chance of individuals overcoming the odds of "beating the market" in the long run. We are satisfied with matching, as closely as possible, the performance of the major market averages. We do not pretend to be among the select, and unpredictable, few who can beat the indexes. Do you?

4. The only factor we can control in the performance of a portfolio of financial assets over time is asset allocation. We concentrate our efforts on asset allocation rather than stock or fund "picking." We believe that sound sleep in hard times is best promoted by having an understandable plan and sticking to it. Our clients know what we are trying to do for them and can ride out the ups and downs with confidence. Can you?


How we add value for our clients

1. We seek to understand our clients' goals. There is truly no value to portfolio building and management if the results of the exercise are not going to help you achieve your goals. We help our clients develop and understand their goals. We help you understand what your portfolio can and cannot do. We do this face to face, one client at a time. We have no interest in becoming the next big thing. We have an interest in people. Does your financial advisor have a personal interest in you?

2. We help to plan a tax strategy. Few people realize when they look at their balance sheets that they are fiduciaries for the taxman. There are no cures for this problem other than planning and time. We help our clients understand how to organize their affairs to best benefit themselves, their families and their favorite charities. Will your financial advisor work through the hard issues of financial and estate planning with you?

3. We construct a portfolio that we believe has the least amount of risk consistent with meeting your goals. Contrary to the constant drum of talk shows and the popular financial press, risk is the bad side of the risk versus reward equation and is to be avoided as much as possible. We do not fear risk but like the prudent sailor we must believe that there is a squall just over the horizon and act accordingly, just in case there is one. Is your financial advisor as concerned about risk as you are?

4. We monitor the asset allocation of your portfolio to keep it in line with your goals and make changes when necessary. We do not make changes often because it is not often necessary. In fact, changes are usually counterproductive so we try to avoid them. Rarely making changes may make it seem like we are not earning our keep but it is probably the single most important factor in your achieving your goals and our success. Time must be allowed to work its magic. Is your financial advisor patient?

Why it costs no more to do business with us

1. We stick to our investment discipline. Over the long run, having a plan and sticking to it is the most valuable thing we do. Many investors have a hard time ignoring the day-to-day value of their investments and spend a lot of time worrying about it and what to do about it. We do the investing and you live without the worry. Are you ready to live without the worry?

2. We use index funds for equity investments and individual bonds for fixed income investments. Indexing, in its simplest form, means buying all of the stocks, bonds or other instrument of a market, or asset class, instead of trying to pick winners and losers. This makes the cost of index investing much less than investing through traditional "managed" mutual funds. Bond funds charge fees only slightly less than equity mutual funds. We believe these fees add no value for our clients so we avoid them entirely. For more on index fund investing and how index funds save you both fees and taxes, see our September 2000 Newsletter. Then take a look at our investing cost calculator to see how we stack up to your current portfolio costs. Would you like to have help reaching your investment goals for little or no extra cost?

3. We ignore the ups and downs of the market. It is human nature to get excited about rising markets and nervous about declining markets. Yet it is in the nature of markets to both rise and fall. This makes for a lot of opportunity to make mistakes in investing. By ignoring the short-term swings we help you take advantage of the long-term tendency of financial markets to make you rich slowly. Do you have a plan in place to get rich slowly?

4. We are not paid to sell you anything. Our fees, 1% of assets under management, do not depend on your making transactions in the market. We make our money when your assets grow in accordance with the plan. That puts us squarely on your side when we decide what will be the best investments for your portfolio. Do you want a professional on your side?


Home | Email

© Copyright 2000-2006 Kloster Capital Management, LLC.